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Ascent RLM
The First Integrated, Global Regulatory Lifecycle Management Platform for Financial Services

What is Ascent RLM?

Across the spectrum of regulatory activities, Ascent RLM delivers actionable insights with unparalleled efficiency. From identifying early signs of regulatory developments, to shifts in regulatory approach evidenced by new guidance or enforcement activity, right through rule adoptions and ongoing rule amendments, Ascent provides the information you need to reduce risk, drive efficiency, and reduce costs.

Ascent RLM is composed of two integrated modules, AscentHorizon and AscentFocus, that seamlessly integrate horizon scanning and up-to-date regulatory mapping.

Features

  • Horizon Scanning: Next-generation, global horizon scanning tool that provides a streamlined, consolidated view of all regulatory changes that directly impact your business.
  • Rule Compare: Take the pain out of regulatory changes with a side-by-side comparison of the new and former versions of a rule, with changes redlined.
  • Obligations Inventory: Get an automatically generated, centralized digital register of your firm’s regulatory obligations for a single source of regulatory truth.
  • Scenario Planning: Know the compliance obligations that will apply in any acquisition or expansion with Ascent’s powerful scenario planning tool.
  • Audit Trail: Know exactly where you stand in the event of an audit with comprehensive tracking of every activity.
  • Policy & Controls Mapping: Map obligations to internal policies, procedures, and controls by connecting Ascent seamlessly with leading GRC tools.

Use Cases

  • Identify and analyze regulatory obligations
  • Automate change management
  • Establish digitized linkage to policies and controls
  • Navigate regulatory complexity
  • Drive efficiency in compliance processes
  • Gain targeted regulatory intelligence
  • Achieve defensible compliance

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