AI compliance tools for financial advisors - AI tools
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AIComply Understand your AI compliance risks
AIComply is an AI-powered tool using Intelligent Knowledge Graph technology to audit AI projects for compliance risks against regulations in the USA, EU, and UK.
- Pay Once
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Norm AI AI-powered regulatory compliance agents for seamless business operations
Norm AI offers AI agents that understand and interpret complex regulations to power scalable compliance solutions for businesses, enabling proactive risk mitigation and accelerated compliance processes.
- Contact for Pricing
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Autumn8 Compliance Assessment for Gen AI Applications
Autumn8 streamlines enterprise compliance assessments for Gen AI applications, significantly reducing preparation time and improving acceptance rates through automated document analysis.
- Contact for Pricing
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Personal AI Transform How Work Gets Done with AI Personas
Personal AI offers an AI-powered platform to create and deploy AI personas, streamlining workflows and enhancing productivity for businesses. It prioritizes privacy, security, and data ownership.
- Contact for Pricing
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Credo AI Adopt, scale, and govern AI safely and effectively
Credo AI's governance platform ensures safe and effective AI adoption by providing comprehensive tools for managing AI risk, compliance, and governance across enterprises.
- Contact for Pricing
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Warrant AI-Powered Marketing Compliance and Partner Review Automation
Warrant is an AI-driven platform designed to streamline marketing compliance and partner reviews for financial services, insurance, and real estate teams. It offers instant AI reviews, automated approval workflows, and comprehensive compliance recordkeeping to accelerate campaign launches.
- Paid
- From 399$
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Kodex AI Automate Regulatory Workflows with Agentic Compliance AI.
Kodex AI utilizes specialized Generative AI Agents to streamline regulatory compliance through automated horizon scanning, alerts, gap analyses, policy cross-checks, and reporting.
- Contact for Pricing
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Konfer The Agentic AI Compliance Platform
Konfer offers agentic AI solutions to reduce compliance costs and work hours by 80%. It provides tools for regulatory compliance across various sectors, including healthcare and finance.
- Contact for Pricing
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NAVI Policy Driven Safeguards for your LLM Apps
NAVI provides policy-driven safeguards for LLM applications, verifying AI inputs and outputs against business policies and facts in real-time to ensure compliance and accuracy.
- Freemium
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Jump Turn Client Conversations into Secure AI-Powered Tasks, Notes, and Compliance Records
Jump is an AI meeting assistant specifically designed for wealth advisors. It automates note-taking, task creation, and compliance record generation from client conversations, integrating deeply with advisor CRMs.
- Free Trial
- From 75$
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Simpla AI Your superhuman tax and accounting advisor
Simpla AI is an advanced financial technology platform that provides AI-powered tax and accounting compliance solutions, offering services 43x cheaper and 12x faster than traditional firms, with a focus on the MENA region.
- Freemium
- From 19$
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Wald.ai Secure Your Business Conversations with AI Assistants
Wald.ai provides secure access to multiple AI assistants like ChatGPT, Claude, and Gemini, ensuring robust data protection and regulatory compliance management for enterprise users.
- Free Trial
- From 20$
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Zupervise Unlock transparency, build AI responsibly
Zupervise is a unified AI-risk intelligence platform that provides comprehensive monitoring and governance solutions for developers, end-users, and regulators to manage AI-related risks effectively.
- Contact for Pricing
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LatticeFlow AI AI Results You Can Trust
LatticeFlow AI helps businesses develop performant, trustworthy, and compliant AI applications. The platform focuses on ensuring AI models are reliable and meet regulatory standards.
- Contact for Pricing
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Proov.ai Your Compliance AI Agent
Proov.ai is an AI-powered platform that automates gaming compliance, transforming complex regulations into actionable workflows. It helps gaming companies scale seamlessly while ensuring effortless compliance.
- Contact for Pricing
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FairNow AI Governance. Simplified.
FairNow is an AI governance software that simplifies and centralizes AI risk management at scale, ensuring organization-wide oversight and compliance.
- Contact for Pricing
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Trustero AI Advanced AI for Security and Compliance Teams
Trustero AI streamlines GRC tasks, including gap analysis, remediation, questionnaire automation, and evidence collection, saving teams significant time and resources.
- Contact for Pricing
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CogniCor AI Copilot For Financial Advisors
CogniCor provides an AI Copilot for financial advisors, broker-dealers, and RIAs, automating tasks like form filling, scheduling, and alert management to enhance productivity and client relationships.
- Contact for Pricing
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Suzan AI Deploy AI you can trust
Suzan AI is an AI-powered platform for managing and securing AI projects. It helps organizations track assets, manage risks, and ensure regulatory compliance.
- Contact for Pricing
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Fieldguide The future of Trust. Powered by Fieldguide.
Fieldguide is an AI-powered platform designed for advisory and audit firms that helps increase efficiency, margins, and client satisfaction across all engagements.
- Contact for Pricing
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Benki Interpretable artificial intelligence for M&A
Benki offers interpretable AI solutions for M&A, streamlining due diligence, sourcing, risk analysis, and compliance with transparent audit trails.
- Contact for Pricing
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AviaryAI AI Outbound Voice Agents and Knowledge Base for Financial Institutions
AviaryAI offers AI-powered outbound voice agents and a knowledge base tailored for credit unions, banks, and insurance providers to enhance customer engagement and streamline operations.
- Contact for Pricing
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Velatir Manage Business Critical Tasks Run by Your AI Agents
Velatir provides a platform for managing AI-driven tasks, ensuring responsible AI operation with human oversight, compliance, and real-time monitoring.
- Contact for Pricing
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FlowX.AI Accelerate Digital Transformation for Financial Institutions
FlowX.AI is an AI-powered platform for modernizing large financial institutions end-to-end, delivering rapid digital transformation and significant cost reduction.
- Contact for Pricing
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Hybridity AI-Powered Workspace for Regulatory Compliance
Hybridity is an AI-powered workspace designed to help businesses stay compliant with regulations by aligning policies, identifying gaps, and automating workflows.
- Contact for Pricing
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Weave.AI Agentic AI-Powered Decision Management
Weave.AI is an agentic, GenAI-powered SaaS platform designed for automating risk management, compliance, and due diligence processes across various organizational levels.
- Contact for Pricing
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Apex AI Security Platform for Enterprise GenAI Adoption
Apex is an enterprise AI security platform that provides agentless protection, visibility, and governance for generative AI tools, including ChatGPT Enterprise, code copilots, and custom AI applications.
- Contact for Pricing
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Adversa AI Make your AI secure, trusted, and responsible
Adversa AI is a cybersecurity platform specializing in protecting AI systems from threats, privacy issues, and safety incidents through comprehensive security assessments and hardening solutions.
- Contact for Pricing
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AI or Not Detect AI-generated images & audio for your business - and yourself
AI or Not is an AI detection tool that identifies AI-generated content in images and audio. It helps reduce fraud, prevent scams, and protect against misinformation.
- Freemium
- From 5$
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Daiki AI Governance Platform Built for Compliance and Success
Daiki offers an AI governance SaaS solution to manage AI risks, ensure trustworthy implementation, and maintain regulatory compliance.
- Contact for Pricing
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