AI compliance tools for financial advisors - AI tools

AIComply is an AI-powered tool using Intelligent Knowledge Graph technology to audit AI projects for compliance risks against regulations in the USA, EU, and UK.

• Pay Once

Norm AI offers AI agents that understand and interpret complex regulations to power scalable compliance solutions for businesses, enabling proactive risk mitigation and accelerated compliance processes.

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Autumn8 streamlines enterprise compliance assessments for Gen AI applications, significantly reducing preparation time and improving acceptance rates through automated document analysis.

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Personal AI offers an AI-powered platform to create and deploy AI personas, streamlining workflows and enhancing productivity for businesses. It prioritizes privacy, security, and data ownership.

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Credo AI's governance platform ensures safe and effective AI adoption by providing comprehensive tools for managing AI risk, compliance, and governance across enterprises.

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Warrant is an AI-driven platform designed to streamline marketing compliance and partner reviews for financial services, insurance, and real estate teams. It offers instant AI reviews, automated approval workflows, and comprehensive compliance recordkeeping to accelerate campaign launches.

• Paid
• From 399$

Kodex AI utilizes specialized Generative AI Agents to streamline regulatory compliance through automated horizon scanning, alerts, gap analyses, policy cross-checks, and reporting.

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Konfer offers agentic AI solutions to reduce compliance costs and work hours by 80%. It provides tools for regulatory compliance across various sectors, including healthcare and finance.

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NAVI provides policy-driven safeguards for LLM applications, verifying AI inputs and outputs against business policies and facts in real-time to ensure compliance and accuracy.

• Freemium

Jump is an AI meeting assistant specifically designed for wealth advisors. It automates note-taking, task creation, and compliance record generation from client conversations, integrating deeply with advisor CRMs.

• Free Trial
• From 75$

Simpla AI is an advanced financial technology platform that provides AI-powered tax and accounting compliance solutions, offering services 43x cheaper and 12x faster than traditional firms, with a focus on the MENA region.

• Freemium
• From 19$

Wald.ai provides secure access to multiple AI assistants like ChatGPT, Claude, and Gemini, ensuring robust data protection and regulatory compliance management for enterprise users.

• Free Trial
• From 20$

Zupervise is a unified AI-risk intelligence platform that provides comprehensive monitoring and governance solutions for developers, end-users, and regulators to manage AI-related risks effectively.

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LatticeFlow AI helps businesses develop performant, trustworthy, and compliant AI applications. The platform focuses on ensuring AI models are reliable and meet regulatory standards.

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Proov.ai is an AI-powered platform that automates gaming compliance, transforming complex regulations into actionable workflows. It helps gaming companies scale seamlessly while ensuring effortless compliance.

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FairNow is an AI governance software that simplifies and centralizes AI risk management at scale, ensuring organization-wide oversight and compliance.

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Trustero AI streamlines GRC tasks, including gap analysis, remediation, questionnaire automation, and evidence collection, saving teams significant time and resources.

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CogniCor provides an AI Copilot for financial advisors, broker-dealers, and RIAs, automating tasks like form filling, scheduling, and alert management to enhance productivity and client relationships.

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Suzan AI is an AI-powered platform for managing and securing AI projects. It helps organizations track assets, manage risks, and ensure regulatory compliance.

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Fieldguide is an AI-powered platform designed for advisory and audit firms that helps increase efficiency, margins, and client satisfaction across all engagements.

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Benki offers interpretable AI solutions for M&A, streamlining due diligence, sourcing, risk analysis, and compliance with transparent audit trails.

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AviaryAI offers AI-powered outbound voice agents and a knowledge base tailored for credit unions, banks, and insurance providers to enhance customer engagement and streamline operations.

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Velatir provides a platform for managing AI-driven tasks, ensuring responsible AI operation with human oversight, compliance, and real-time monitoring.

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FlowX.AI is an AI-powered platform for modernizing large financial institutions end-to-end, delivering rapid digital transformation and significant cost reduction.

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Hybridity is an AI-powered workspace designed to help businesses stay compliant with regulations by aligning policies, identifying gaps, and automating workflows.

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Weave.AI is an agentic, GenAI-powered SaaS platform designed for automating risk management, compliance, and due diligence processes across various organizational levels.

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Apex is an enterprise AI security platform that provides agentless protection, visibility, and governance for generative AI tools, including ChatGPT Enterprise, code copilots, and custom AI applications.

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Adversa AI is a cybersecurity platform specializing in protecting AI systems from threats, privacy issues, and safety incidents through comprehensive security assessments and hardening solutions.

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AI or Not is an AI detection tool that identifies AI-generated content in images and audio. It helps reduce fraud, prevent scams, and protect against misinformation.

• Freemium
• From 5$

Daiki offers an AI governance SaaS solution to manage AI risks, ensure trustworthy implementation, and maintain regulatory compliance.

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